STRUCTURE_GUIDE.md 12 KB

Research Proposal Structure Guide

Detailed writing guidance for each section of a PhD research proposal.


Title

Purpose

Capture the essence of your research in a concise, informative phrase.

Guidelines

  • Length: 10-15 words maximum
  • Include: Key concepts, research object, methodological approach
  • Avoid: Abbreviations (unless universally known), questions, clever wordplay

Structure Template

[Method/Approach] for [Research Object/Problem] in [Context/Domain]

Examples

Good Titles:

  • "Deep Learning Approaches for Early Detection of Cardiac Arrhythmias in Wearable ECG Signals"
  • "Sustainable Urban Development: A Comparative Analysis of Green Infrastructure Policies in Asian Megacities"
  • "Narrative Identity Formation in Digital Spaces: A Longitudinal Study of Young Adult Bloggers"

Avoid:

  • "A Study of Machine Learning" (too vague)
  • "Can AI Save Healthcare?" (question format)
  • "The Future of Cities" (too broad)

Abstract (150-300 words, 5-10%)

Purpose

Provide a complete overview of your proposal that can stand alone.

Required Elements

  1. Context/Background (1-2 sentences)

    • Why this research matters
    • Current state of the field
  2. Research Problem (1-2 sentences)

    • Specific gap or issue addressed
    • Why existing solutions are insufficient
  3. Research Questions/Objectives (1-2 sentences)

    • Clear statement of what you will investigate
    • Primary and secondary objectives
  4. Methodology (2-3 sentences)

    • Research design approach
    • Key methods for data collection/analysis
  5. Expected Significance (1-2 sentences)

    • Anticipated contributions
    • Potential impact

Writing Tips

  • Write the abstract LAST (after completing all sections)
  • Use present tense for established facts
  • Use future tense for proposed work
  • Avoid citations in abstract
  • No undefined abbreviations

Template (English)

[Background sentence establishing the field]. [Problem statement identifying the gap].
This research aims to [primary objective] by [approach]. Specifically, this study
will [specific objective 1] and [specific objective 2]. Using [methodology], the
research will [data collection approach] and [analysis approach]. The findings
are expected to contribute to [theoretical contribution] and may have implications
for [practical application].

Template (中文)

[背景句,确立研究领域]。[问题陈述,指出研究空白]。本研究旨在通过[方法路径]
[主要研究目标]。具体而言,本研究将[具体目标1]并[具体目标2]。采用[研究方法],
本研究将[数据收集方法]和[分析方法]。研究结果预期将为[理论贡献]做出贡献,
并可能对[实践应用]具有启示意义。

1. Introduction (500-800 words, 15-20%)

Purpose

Establish context, articulate the problem, and present research objectives.

Section Structure

1.1 Background and Context (150-250 words)

  • Broad overview of the field
  • Recent developments and trends
  • Why this area matters (societal, scientific, economic importance)

Opening Sentence Strategies:

  • Historical perspective: "Over the past two decades, [field] has undergone..."
  • Current state: "Recent advances in [area] have transformed..."
  • Problem framing: "[Issue] affects millions of people worldwide..."
  • Statistical hook: "According to recent data, [statistic]..."

1.2 Problem Statement (150-200 words)

  • Identify the specific problem or gap
  • Explain why this problem matters
  • Describe limitations of current approaches
  • Establish urgency or timeliness

Gap Identification Phrases:

  • "Despite significant advances, [X] remains poorly understood."
  • "Current approaches fail to address..."
  • "A critical limitation of existing methods is..."
  • "The relationship between [A] and [B] has not been systematically examined."

1.3 Research Questions/Objectives (100-150 words)

  • State primary research question clearly
  • List 2-4 specific objectives
  • Ensure questions are answerable within PhD timeframe

Research Question Formulation:

Type Example
Descriptive "What are the characteristics of [X]?"
Comparative "How does [A] compare to [B] in terms of [C]?"
Correlational "What is the relationship between [X] and [Y]?"
Causal "What effect does [X] have on [Y]?"
Exploratory "How do [participants] experience [phenomenon]?"

Objective Statement Format:

The primary objective of this research is to [verb] [what] [how/why].

Specific objectives include:
1. To [verb] [specific outcome 1]
2. To [verb] [specific outcome 2]
3. To [verb] [specific outcome 3]

1.4 Scope and Delimitations (100-150 words)

  • Define boundaries of the research
  • Explain what is NOT included and why
  • Acknowledge limitations upfront

2. Literature Review (500-1000 words, 20-25%)

Purpose

Demonstrate knowledge of the field, identify research gap, and position your study.

Section Structure

2.1 Theoretical Framework (150-250 words)

  • Key theories underlying your research
  • Conceptual models you will use or develop
  • How theories relate to your research questions

2.2 Current State of Research (200-400 words)

  • Summarize major findings in the field
  • Identify key researchers and seminal works
  • Trace evolution of understanding
  • Note methodological approaches used

Organization Strategies:

  • Chronological: Trace development over time
  • Thematic: Group by topic or theme
  • Methodological: Group by research approach
  • Conceptual: Group by theoretical perspective

2.3 Research Gap Analysis (100-200 words)

  • Synthesize limitations identified in literature
  • Clearly articulate what is missing
  • Explain why this gap matters

Gap Types:

  • Knowledge gap: "No studies have examined..."
  • Methodological gap: "Previous research has relied on [method], which limits..."
  • Population gap: "Most studies focus on [group], overlooking..."
  • Theoretical gap: "Existing theories fail to account for..."

2.4 Positioning of This Study (100-150 words)

  • How your research addresses the identified gap
  • What makes your approach novel
  • How you build on existing work

Citation Density

  • Aim for 15-30 citations in literature review
  • Balance classic works with recent publications (last 5 years)
  • Cite primary sources when possible

3. Methodology (500-800 words, 20-25%)

Purpose

Explain HOW you will conduct the research and justify your choices.

Section Structure

3.1 Research Design (100-150 words)

  • Overall approach (quantitative, qualitative, mixed methods)
  • Research paradigm (positivist, interpretivist, pragmatic)
  • Justification for chosen design

Design Types:

Approach Use When Examples
Experimental Testing causal relationships RCTs, lab experiments
Quasi-experimental Natural experiments Pre-post studies
Survey Measuring attitudes/behaviors Cross-sectional, longitudinal
Case Study In-depth understanding Single or multiple cases
Ethnographic Cultural understanding Fieldwork, participant observation
Grounded Theory Theory development Iterative data collection/analysis

3.2 Data Collection Methods (150-250 words)

  • What data will you collect?
  • How will you collect it?
  • Sampling strategy and sample size
  • Tools/instruments to be used
  • Ethical considerations

STEM Focus:

  • Experimental procedures
  • Equipment and materials
  • Protocols and standards
  • Data formats and storage

Humanities/Social Sciences Focus:

  • Interview/survey design
  • Participant recruitment
  • Document/archive sources
  • Observation protocols

3.3 Data Analysis Approach (150-250 words)

  • Analysis techniques and software
  • Step-by-step analytical process
  • How analysis addresses research questions

Quantitative Analysis:

  • Statistical tests planned
  • Software (SPSS, R, Python)
  • Significance levels

Qualitative Analysis:

  • Coding approach (inductive, deductive)
  • Analysis framework (thematic, content, discourse)
  • Software (NVivo, Atlas.ti)

3.4 Validity and Limitations (100-150 words)

  • How you will ensure validity/reliability
  • Anticipated limitations
  • Mitigation strategies

4. Timeline (200-300 words, 5-10%)

Purpose

Demonstrate feasibility and planning competence.

Section Structure

4.1 Research Phases

  • Break project into 3-5 major phases
  • Define clear deliverables for each phase

4.2 Key Milestones

  • Important checkpoints and deadlines
  • Publication targets (if applicable)
  • Review/assessment points

Timeline Format Options

Table Format:

| Phase | Duration | Activities | Deliverables |
|-------|----------|------------|--------------|
| 1 | Months 1-6 | Literature review, Design | Review paper |
| 2 | Months 7-18 | Data collection | Dataset |
| 3 | Months 19-30 | Analysis | Draft chapters |
| 4 | Months 31-36 | Writing, Revision | Thesis |

Gantt Chart Description: If including visual, describe key overlaps and dependencies.

Standard PhD Timeline (36-48 months)

Phase Typical Duration
Literature Review & Design 6-9 months
Data Collection 12-18 months
Analysis 6-12 months
Writing 9-12 months
Revision & Defense 3-6 months

5. Significance (200-400 words, 10-15%)

Purpose

Articulate why your research matters and what it will contribute.

Section Structure

5.1 Theoretical Contributions (100-150 words)

  • New knowledge generated
  • Theory development or refinement
  • Methodological innovations

Contribution Types:

  • Confirming/refuting existing theories
  • Extending theories to new contexts
  • Developing new theoretical frameworks
  • Creating new methodological approaches

5.2 Practical Implications (100-150 words)

  • Applications to practice
  • Policy implications
  • Industry relevance
  • Societal benefits

5.3 Broader Impact (50-100 words)

  • Connection to global challenges
  • Interdisciplinary relevance
  • Long-term vision

Language for Significance

Avoid overpromising:

  • ❌ "This research will revolutionize..."
  • ✓ "This research has the potential to contribute to..."

Be specific:

  • ❌ "This will help society."
  • ✓ "The findings may inform clinical guidelines for early detection of..."

References

Purpose

Demonstrate scholarly engagement and enable verification.

Formatting Guidelines

APA Style (STEM, Social Sciences):

Author, A. A., & Author, B. B. (Year). Title of article. Journal Name, Volume(Issue), pages. https://doi.org/xxxxx

MLA Style (Humanities):

Author Last, First. "Article Title." Journal Name, vol. #, no. #, Year, pp. #-#.

Chicago Style (History, some Humanities):

Author Last, First. "Article Title." Journal Name Volume, no. Issue (Year): pages.

Reference Count Guidelines

  • PhD Proposal: 30-50 references minimum
  • Balance: ~60% from last 5 years, ~40% foundational works
  • Include variety: journals, books, conference papers, reports

Common Mistakes to Avoid

Structure

  • Sections that don't connect logically
  • Missing or underdeveloped sections
  • Inconsistent depth across sections

Content

  • Vague or unmeasurable research questions
  • Literature review that lists but doesn't synthesize
  • Methodology that doesn't match research questions
  • Overly ambitious scope for PhD timeframe

Style

  • Informal language or colloquialisms
  • Absolute claims without hedging
  • Excessive jargon without explanation
  • Inconsistent citation formatting

Technical

  • Missing or incorrect citations
  • Undefined abbreviations
  • Grammatical errors
  • Formatting inconsistencies